Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 241 2022

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Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury.

“Code of Federal Regulations, Title 17: Commodity and Securities Exchanges” is an authoritative resource on the federal regulations governing the commodities and securities markets in the United States. This volume is essential for traders, investors, legal professionals, and regulatory compliance officers who need to understand and adhere to the rules and regulations set forth by the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC).

Key Features:

  • Comprehensive Coverage of Commodity and Securities Regulations:
    • This edition provides a complete compilation of the regulations that govern the trading of commodities, securities, and related financial instruments. It includes rules from the CFTC and SEC that are essential for market participants and regulators.
  • Detailed Contents Include:
    • Part 1 – General Regulations for the Commodity Futures Trading Commission:
      • Regulations covering general procedures and administrative rules for the CFTC.
      • Examples:
        • § 1.1 – Scope and Purpose
        • § 1.2 – Definitions and Terms
    • Part 4 – Commodity Pool Operators and Commodity Trading Advisors:
      • Regulations for operators of commodity pools and advisors providing trading advice.
      • Examples:
        • § 4.1 – Registration Requirements
        • § 4.21 – Disclosure and Reporting Requirements
    • Part 9 – Enforcement of the Commodity Exchange Act:
      • Procedures for enforcing compliance with the Commodity Exchange Act.
SKU: 9781636711775
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Weight 1 kg
Edition

1st

Format

Paperback

ISBN

9781636711775

Language

English

Publisher

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